Compliance Officer
CV-LibraryBraintree, EssexpermanentPosted: 6 May 2026
Apply NowMarket 36 Recruitment are working with a client in Braintree to recruit an experienced Compliance Officer. This is a fantastic opportunity to join a growing organisation and play a key role in ensuring regulatory compliance across the business.
Reporting to the Head of Compliance, you will support the delivery of a risk-based compliance framework, ensuring adherence to FCA regulations, GDPR, Consumer Duty, and financial crime legislation.
This is a hands-on role involving compliance monitoring, policy development, and providing guidance to internal stakeholders.
Roles & Responsibilities:
* Review insurance documentation for accuracy and compliance
* Support FCA compliance monitoring and control testing
* Manage complaints handling, reporting, and root cause analysis
* Maintain governance registers and compliance records
* Assist with regulatory reporting and audit preparation
* Oversee insurer relationships, binder agreements, and due diligence
* Support Consumer Duty and vulnerable customer requirements
* Provide compliance advice to internal teams
* Monitor and improve internal policies and procedures
* Manage sanctions screening processes
Skills, Experience & Qualifications:
Essential:
* Experience in compliance, risk, audit, or regulated insurance environment
* Strong knowledge of FCA regulations (ICOBS, SYSC, Consumer Duty)
* Understanding of GDPR and data protection
* Excellent communication and analytical skills
* Ability to manage workloads and meet deadlines
Desirable:
* Compliance qualification (e.g. ICA)
* Experience within an MGA or financial services environment
* Knowledge of compliance monitoring frameworks and audits
* Experience supporting data protection or DPO activities
Hours: Mon-Fri, 9am-5pm. Hybrid working (3 days in the office)
Salary: £50,000 (DOE)
Market 36 Recruitment Ltd cover a range of sectors including Commercial, Industrial, Engineering, HR & Finance and IT. This vacancy is being advertised by Market 36 Recruitment Ltd. We operate as an Employment Business for temporary roles and as an Employment Agency for permanent roles
Reporting to the Head of Compliance, you will support the delivery of a risk-based compliance framework, ensuring adherence to FCA regulations, GDPR, Consumer Duty, and financial crime legislation.
This is a hands-on role involving compliance monitoring, policy development, and providing guidance to internal stakeholders.
Roles & Responsibilities:
* Review insurance documentation for accuracy and compliance
* Support FCA compliance monitoring and control testing
* Manage complaints handling, reporting, and root cause analysis
* Maintain governance registers and compliance records
* Assist with regulatory reporting and audit preparation
* Oversee insurer relationships, binder agreements, and due diligence
* Support Consumer Duty and vulnerable customer requirements
* Provide compliance advice to internal teams
* Monitor and improve internal policies and procedures
* Manage sanctions screening processes
Skills, Experience & Qualifications:
Essential:
* Experience in compliance, risk, audit, or regulated insurance environment
* Strong knowledge of FCA regulations (ICOBS, SYSC, Consumer Duty)
* Understanding of GDPR and data protection
* Excellent communication and analytical skills
* Ability to manage workloads and meet deadlines
Desirable:
* Compliance qualification (e.g. ICA)
* Experience within an MGA or financial services environment
* Knowledge of compliance monitoring frameworks and audits
* Experience supporting data protection or DPO activities
Hours: Mon-Fri, 9am-5pm. Hybrid working (3 days in the office)
Salary: £50,000 (DOE)
Market 36 Recruitment Ltd cover a range of sectors including Commercial, Industrial, Engineering, HR & Finance and IT. This vacancy is being advertised by Market 36 Recruitment Ltd. We operate as an Employment Business for temporary roles and as an Employment Agency for permanent roles